The operating system must employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-63345	WN10-00-000035	SV-77835r3_rule		Medium

Description
Utilizing a whitelist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as whitelisting.

Description

Utilizing a whitelist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as whitelisting.

STIG	Date
Windows 10 Security Technical Implementation Guide	2019-01-04

Details

Check Text ( C-69225r4_chk )
This is applicable to unclassified systems; for other systems this is NA. Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. This must include packaged apps such as the universals apps installed by default on systems. If an application whitelisting program is not in use on the system, this is a finding. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows 10 Enterprise. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules. If AppLocker is used, perform the following to view the configuration of AppLocker: Run "PowerShell". Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system: Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Check Text ( C-69225r4_chk )

This is applicable to unclassified systems; for other systems this is NA.

Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. This must include packaged apps such as the universals apps installed by default on systems.

If an application whitelisting program is not in use on the system, this is a finding.

Configuration of whitelisting applications will vary by the program.

AppLocker is a whitelisting application built into Windows 10 Enterprise. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules.

If AppLocker is used, perform the following to view the configuration of AppLocker:
Run "PowerShell".

Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system:
Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml

This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review.

Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link:

https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Fix Text (F-69267r3_fix)
Configure an application whitelisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows 10 Enterprise. If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Fix Text (F-69267r3_fix)

Configure an application whitelisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.

Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows 10 Enterprise.

If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker.

Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link:

https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm