SQL Server must generate audit records when successful logons or connections occur.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-214013	SQL6-D0-014700	SV-214013r754658_rule		Medium

Description
For completeness of forensic analysis, it is necessary to track who/what (a user or other principal) logs on to SQL Server.

STIG	Date
MS SQL Server 2016 Instance Security Technical Implementation Guide	2021-06-14

Details

Check Text ( C-15230r313822_chk )
Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the SUCCESSFUL_LOGIN_GROUP is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SUCCESSFUL_LOGIN_GROUP' If the "SUCCESSFUL_LOGIN_GROUP" is returned in an active audit, this is not a finding. If "SUCCESSFUL_LOGIN_GROUP" is not in the active audit, determine whether "Both failed and successful logins" is enabled. In SQL Management Studio Right-click on the instance >> Select "Properties" >> Select "Security" on the left hand side >> Check the setting for "Login auditing" If "Both failed and successful logins" is not selected, this is a finding.

Check Text ( C-15230r313822_chk )

Determine if an audit is configured and started by executing the following query.

SELECT name AS 'Audit Name',
status_desc AS 'Audit Status',
audit_file_path AS 'Current Audit File'
FROM sys.dm_server_audit_status

Execute the following query to verify the SUCCESSFUL_LOGIN_GROUP is included in the server audit specification.

SELECT a.name AS 'AuditName',
s.name AS 'SpecName',
d.audit_action_name AS 'ActionName',
d.audited_result AS 'Result'
FROM sys.server_audit_specifications s
JOIN sys.server_audits a ON s.audit_guid = a.audit_guid
JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id
WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SUCCESSFUL_LOGIN_GROUP'

If the "SUCCESSFUL_LOGIN_GROUP" is returned in an active audit, this is not a finding.

If "SUCCESSFUL_LOGIN_GROUP" is not in the active audit, determine whether "Both failed and successful logins" is enabled.

In SQL Management Studio
Right-click on the instance
>> Select "Properties"
>> Select "Security" on the left hand side
>> Check the setting for "Login auditing"

If "Both failed and successful logins" is not selected, this is a finding.

Fix Text (F-15228r313823_fix)
Add the "SUCCESSFUL_LOGIN_GROUP" to the server audit specification. USE [master]; GO ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); GO ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION ADD (SUCCESSFUL_LOGIN_GROUP); GO ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = ON); GO Alternatively, enable "Both failed and successful logins" In SQL Management Studio Right-click on the instance >> Select "Properties" >> Select "Security" on the left hand side >> Select "Both failed and successful logins" >> Click "OK"

Fix Text (F-15228r313823_fix)

Add the "SUCCESSFUL_LOGIN_GROUP" to the server audit specification.
USE [master];
GO

ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF);
GO

ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION ADD (SUCCESSFUL_LOGIN_GROUP);
GO

ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = ON);
GO

Alternatively, enable "Both failed and successful logins"
In SQL Management Studio
Right-click on the instance
>> Select "Properties"
>> Select "Security" on the left hand side
>> Select "Both failed and successful logins"
>> Click "OK"